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FINRA Broker Allegations for Fariba Ronnasi

Our Staff has compiled our research into a database of FINRA Broker Allegations for Fariba Ronnasi.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Fariba Ronnasi4135998606/13/2018Customer DisputeSettled$1,000,000.00$0.00See Allegations
Fariba Ronnasi4135998604/25/2016Customer DisputeSettled$5,689,300.00$0.00See Allegations
Fariba Ronnasi4135998603/10/2016Customer DisputeSettled$2,115,000.00$0.00See Allegations
Fariba Ronnasi4135998603/04/2016Customer DisputeSettled$239,192.00$0.00See Allegations

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