Our Staff has compiled our research into a database of FINRA Broker Allegations for Fariba Ronnasi.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Fariba Ronnasi | 4135998 | 6 | 06/13/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Fariba Ronnasi | 4135998 | 6 | 06/11/2018 | Customer Dispute | Award / Judgment | $731,854.00 | $1,103,280.00 | See Allegations |
| Fariba Ronnasi | 4135998 | 6 | 04/25/2016 | Customer Dispute | Settled | $5,689,300.00 | $0.00 | See Allegations |
| Fariba Ronnasi | 4135998 | 6 | 03/10/2016 | Customer Dispute | Settled | $2,115,000.00 | $0.00 | See Allegations |
| Fariba Ronnasi | 4135998 | 6 | 03/04/2016 | Customer Dispute | Settled | $239,192.00 | $0.00 | See Allegations |