Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 09/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Diaz | 4131948 | 62 | 09/19/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Diaz | 4131948 | 62 | 08/12/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Diaz | 4131948 | 62 | 03/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Diaz | 4131948 | 62 | 11/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |