Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 11/24/2014 | Customer Dispute | Settled | $24,998.80 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/21/2014 | Customer Dispute | Settled | $121,741.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/21/2014 | Customer Dispute | Settled | $102,685.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/19/2014 | Customer Dispute | Settled | $153,644.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/19/2014 | Customer Dispute | Settled | $137,359.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/19/2014 | Customer Dispute | Settled | $75,069.80 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 09/04/2014 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/04/2013 | Customer Dispute | Award / Judgment | $36,917.00 | $31,000.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/30/2013 | Customer Dispute | Award / Judgment | $323,096.00 | $219,937.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 12/20/2011 | Customer Dispute | Settled | $17,783.00 | $0.00 | See Allegations |