Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 03/05/2015 | Customer Dispute | Settled | $52,653.10 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 02/10/2015 | Customer Dispute | Settled | $40,367.40 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 02/09/2015 | Customer Dispute | Settled | $581,071.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/27/2015 | Customer Dispute | Settled | $30,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/22/2015 | Customer Dispute | Settled | $73,775.50 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/17/2015 | Customer Dispute | Settled | $544,505.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/14/2015 | Customer Dispute | Settled | $183,634.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/14/2015 | Customer Dispute | Settled | $34,086.60 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 12/19/2014 | Customer Dispute | Settled | $415,534.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 12/12/2014 | Customer Dispute | Settled | $379,870.00 | $0.00 | See Allegations |