Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Diaz.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Diaz | 4131948 | 62 | 05/06/2016 | Customer Dispute | Award / Judgment | $2,400,000.00 | $0.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 11/04/2013 | Customer Dispute | Award / Judgment | $36,917.00 | $31,000.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 01/30/2013 | Customer Dispute | Award / Judgment | $323,096.00 | $219,937.00 | See Allegations |
| Anthony Diaz | 4131948 | 62 | 09/01/2011 | Customer Dispute | Award / Judgment | $0.00 | $26,616.70 | See Allegations |