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FINRA Broker Allegations for Michael Fisher

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Fisher.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael Fisher4056114606/01/2023Customer DisputeSettled$0.00$0.00See Allegations
Michael Fisher4056114603/16/2023Customer DisputeSettled$1,000,000.00$0.00See Allegations
Michael Fisher4056114609/17/2018Customer DisputeAward / Judgment$50,000.00$0.00See Allegations
Michael Fisher4056114609/07/2017Customer DisputeSettled$0.00$0.00See Allegations
Michael Fisher4056114603/13/2017Customer DisputeAward / Judgment$50,000.00$0.00See Allegations
Michael Fisher4056114612/15/2015Customer DisputeDenied$0.00$0.00See Allegations

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