Our Staff has compiled our research into a database of FINRA Broker Allegations for Laurence Bache Rossbach.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Laurence Bache Rossbach | 405296 | 4 | 12/21/2017 | Customer Dispute | Award / Judgment | $48,710.90 | $0.00 | See Allegations |
| Laurence Bache Rossbach | 405296 | 4 | 11/12/2012 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Laurence Bache Rossbach | 405296 | 4 | 01/20/2011 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Laurence Bache Rossbach | 405296 | 4 | 05/10/2000 | Customer Dispute | Denied | $263,000.00 | $0.00 | See Allegations |