Our Staff has compiled our research into a database of FINRA Broker Allegations for David Bond Root.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Bond Root | 403719 | 2 | 03/02/1988 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Bond Root | 403719 | 2 | 05/04/1970 | Regulatory | Final | $0.00 | $0.00 | See Allegations |