Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Jeremiah Mooney.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Jeremiah Mooney | 4037101 | 52 | 11/07/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 09/15/2022 | Customer Dispute | Settled | $900,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 09/13/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 08/17/2022 | Customer Dispute | Settled | $104,100.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 07/28/2022 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 06/10/2022 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 04/27/2022 | Customer Dispute | Settled | $1,372,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 04/22/2022 | Customer Dispute | Settled | $170,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 04/21/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 04/14/2022 | Customer Dispute | Settled | $170,000.00 | $0.00 | See Allegations |