Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Jeremiah Mooney.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Jeremiah Mooney | 4037101 | 52 | 03/21/2022 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 03/21/2022 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 02/11/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 01/26/2022 | Customer Dispute | Settled | $942,126.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 01/03/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 12/09/2021 | Customer Dispute | Settled | $470,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/18/2021 | Customer Dispute | Settled | $510,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/16/2021 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/15/2021 | Customer Dispute | Settled | $700,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/11/2021 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See Allegations |