Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Jeremiah Mooney.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Jeremiah Mooney | 4037101 | 52 | 03/01/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 02/01/2023 | Customer Dispute | Settled | $734,748.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 01/18/2023 | Customer Dispute | Settled | $580,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 12/28/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 12/19/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/21/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/18/2022 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 11/07/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 09/15/2022 | Customer Dispute | Settled | $900,000.00 | $0.00 | See Allegations |