Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael Jeremiah Mooney.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Michael Jeremiah Mooney | 4037101 | 52 | 07/15/2024 | Customer Dispute | Settled | $101,464.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 01/09/2024 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 08/08/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 08/07/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 07/24/2023 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 06/09/2023 | Customer Dispute | Settled | $237,200.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 06/05/2023 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 05/03/2023 | Customer Dispute | Settled | $688,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 05/01/2023 | Customer Dispute | Settled | $1,550,000.00 | $0.00 | See Allegations |
| Michael Jeremiah Mooney | 4037101 | 52 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |