Our Staff has compiled our research into a database of FINRA Broker Allegations for Lewis Harold Rogers.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Lewis Harold Rogers | 402843 | 1 | 11/02/2016 | Customer Dispute | Award / Judgment | $917,000.00 | $0.00 | See Allegations |