Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Sunwall Rockwell.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Sunwall Rockwell | 402113 | 3 | 09/29/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Sunwall Rockwell | 402113 | 3 | 10/03/1995 | Customer Dispute | Award / Judgment | $3,852.25 | $3,852.25 | See Allegations |
| Anthony Sunwall Rockwell | 402113 | 3 | 04/01/1979 | Customer Dispute | Award / Judgment | $70,493.00 | $70,493.00 | See Allegations |