Our Staff has compiled our research into a database of FINRA Broker Allegations for Felix Roman Park.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Felix Roman Park | 356437 | 11 | 11/24/2001 | Customer Dispute | Closed-No Action | $303,323.00 | $0.00 | See Allegations |
| Felix Roman Park | 356437 | 11 | 03/13/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Felix Roman Park | 356437 | 11 | 06/11/1986 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Felix Roman Park | 356437 | 11 | 10/18/1983 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Felix Roman Park | 356437 | 11 | 02/01/1981 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Felix Roman Park | 356437 | 11 | 01/01/1981 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See Allegations |
| Felix Roman Park | 356437 | 11 | 12/01/1978 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Felix Roman Park | 356437 | 11 | 09/01/1966 | Regulatory | Final | $0.00 | $0.00 | See Allegations |