Our Staff has compiled our research into a database of FINRA Broker Allegations for David Marvin Nee.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Marvin Nee | 345531 | 3 | 02/24/2006 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Marvin Nee | 345531 | 3 | 01/04/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Marvin Nee | 345531 | 3 | 01/01/1972 | Regulatory | Final | $0.00 | $0.00 | See Allegations |