Our Staff has compiled our research into a database of FINRA Broker Allegations for Carol Ann Lemoult.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carol Ann Lemoult | 331681 | 1 | 01/25/2023 | Customer Dispute | Award / Judgment | $625,593.00 | $7,440.00 | See Allegations |