Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Marion Mcdonald.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Marion Mcdonald | 326904 | 6 | 02/21/2024 | Customer Dispute | Pending | $425,900.00 | $0.00 | See Allegations |
| Thomas Marion Mcdonald | 326904 | 6 | 01/18/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Thomas Marion Mcdonald | 326904 | 6 | 10/31/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Thomas Marion Mcdonald | 326904 | 6 | 09/30/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Thomas Marion Mcdonald | 326904 | 6 | 02/08/2019 | Customer Dispute | Award / Judgment | $550,580.00 | $0.00 | See Allegations |
| Thomas Marion Mcdonald | 326904 | 6 | 05/01/1990 | Regulatory | Final | $0.00 | $0.00 | See Allegations |