Our Staff has compiled our research into a database of FINRA Broker Allegations for Ismael Eradio Reyes Retana.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ismael Eradio Reyes Retana | 3250007 | 3 | 02/27/2024 | Customer Dispute | Settled | $106,000.00 | $0.00 | See Allegations |
| Ismael Eradio Reyes Retana | 3250007 | 3 | 09/29/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Ismael Eradio Reyes Retana | 3250007 | 3 | 04/07/2017 | Customer Dispute | Award / Judgment | $3,759,710.00 | $0.00 | See Allegations |