Our Staff has compiled our research into a database of FINRA Broker Allegations for Kodi Robert Hermann.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Kodi Robert Hermann | 3241432 | 2 | 04/18/2017 | Customer Dispute | Award / Judgment | $9,064.03 | $10,889.00 | See Allegations |
Kodi Robert Hermann | 3241432 | 2 | 01/05/2016 | Customer Dispute | Denied | $12,367.00 | $0.00 | See Allegations |