Our Staff has compiled our research into a database of FINRA Broker Allegations for Karl Zimmerman.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Karl Zimmerman | 3237257 | 2 | 03/14/2022 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See Allegations |
Karl Zimmerman | 3237257 | 2 | 06/30/2008 | Customer Dispute | Denied | $8,549.57 | $0.00 | See Allegations |