Our Staff has compiled our research into a database of FINRA Broker Allegations for Tamara Rae Steele.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Tamara Rae Steele | 3227494 | 16 | 06/07/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 05/14/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 03/19/2018 | Customer Dispute | Pending | $124,758.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 01/05/2018 | Customer Dispute | Settled | $95,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 07/05/2017 | Customer Dispute | Award / Judgment | $172,408.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 06/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |