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FINRA Broker Allegations for Tamara Rae Steele

Our Staff has compiled our research into a database of FINRA Broker Allegations for Tamara Rae Steele.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Tamara Rae Steele32274941606/05/2020RegulatoryFinal$0.00$0.00See Allegations
Tamara Rae Steele32274941606/06/2019Customer DisputeSettled$353,500.00$0.00See Allegations
Tamara Rae Steele32274941611/01/2018Customer DisputeSettled$60,000.00$0.00See Allegations
Tamara Rae Steele32274941610/25/2018Customer DisputeSettled$97,000.00$0.00See Allegations
Tamara Rae Steele32274941610/23/2018Customer DisputeSettled$55,000.00$0.00See Allegations
Tamara Rae Steele32274941610/17/2018Customer DisputeSettled$2,483,340.00$0.00See Allegations
Tamara Rae Steele32274941610/17/2018Customer DisputeSettled$23,671.70$0.00See Allegations
Tamara Rae Steele32274941610/17/2018Customer DisputeSettled$25,000.00$0.00See Allegations
Tamara Rae Steele32274941609/14/2018CivilFinal$0.00$0.00See Allegations
Tamara Rae Steele32274941607/30/2018Customer DisputeSettled$240,000.00$0.00See Allegations

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