Our Staff has compiled our research into a database of FINRA Broker Allegations for Tamara Rae Steele.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Tamara Rae Steele | 3227494 | 16 | 06/05/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 06/06/2019 | Customer Dispute | Settled | $353,500.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 11/01/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 10/25/2018 | Customer Dispute | Settled | $97,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 10/23/2018 | Customer Dispute | Settled | $55,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 10/17/2018 | Customer Dispute | Settled | $2,483,340.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 10/17/2018 | Customer Dispute | Settled | $23,671.70 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 10/17/2018 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 09/14/2018 | Civil | Final | $0.00 | $0.00 | See Allegations |
Tamara Rae Steele | 3227494 | 16 | 07/30/2018 | Customer Dispute | Settled | $240,000.00 | $0.00 | See Allegations |