Our Staff has compiled our research into a database of FINRA Broker Allegations for Lawrence Ira Goldstein.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Lawrence Ira Goldstein | 3223787 | 10 | 08/12/2019 | Customer Dispute | Award / Judgment | $1,517,550.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/13/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 04/27/2011 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 01/24/2011 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 11/04/2008 | Customer Dispute | Settled | $180,000.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 08/26/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 01/14/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 03/13/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
| Lawrence Ira Goldstein | 3223787 | 10 | 06/21/2002 | Customer Dispute | Settled | $37,623.70 | $0.00 | See Allegations |