Our Staff has compiled our research into a database of FINRA Broker Allegations for Francesco Puccio.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francesco Puccio | 3204237 | 10 | 06/04/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Francesco Puccio | 3204237 | 10 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Francesco Puccio | 3204237 | 10 | 11/28/2016 | Customer Dispute | Award / Judgment | $13,228,000.00 | $0.00 | See Allegations |
| Francesco Puccio | 3204237 | 10 | 09/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Francesco Puccio | 3204237 | 10 | 08/19/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francesco Puccio | 3204237 | 10 | 07/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |