Our Staff has compiled our research into a database of FINRA Broker Allegations for Joel Daniel Harworth.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Joel Daniel Harworth | 3131373 | 4 | 08/05/2024 | Customer Dispute | Pending | $60,000.00 | $0.00 | See Allegations |
| Joel Daniel Harworth | 3131373 | 4 | 04/30/2024 | Customer Dispute | Pending | $93,000.00 | $0.00 | See Allegations |
| Joel Daniel Harworth | 3131373 | 4 | 05/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Joel Daniel Harworth | 3131373 | 4 | 11/21/2008 | Customer Dispute | Denied | $9,749.82 | $0.00 | See Allegations |