Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Anthony Guerriero.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Anthony Guerriero | 3116678 | 5 | 02/08/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Thomas Anthony Guerriero | 3116678 | 5 | 12/10/2015 | Civil | Final | $0.00 | $0.00 | See Allegations |