Our Staff has compiled our research into a database of FINRA Broker Allegations for David Richard Geake.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 49 | 08/26/2020 | Customer Dispute | Settled | $2,800,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 04/17/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 10/30/2019 | Customer Dispute | Denied | $70,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| David Richard Geake | 3088891 | 49 | 03/06/2018 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 07/31/2017 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 06/12/2017 | Customer Dispute | Settled | $41,984.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/17/2012 | Customer Dispute | Denied | $40,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/23/2011 | Customer Dispute | Settled | $885,280.00 | $0.00 | See Allegations |