Our Staff has compiled our research into a database of FINRA Broker Allegations for David Richard Geake.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 49 | 10/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 10/10/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 08/31/2022 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 08/05/2022 | Customer Dispute | Settled | $530,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 08/04/2022 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/17/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/20/2021 | Customer Dispute | Settled | $750,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/24/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |