Our Staff has compiled our research into a database of FINRA Broker Allegations for David Richard Geake.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 49 | 08/08/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 07/28/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 07/10/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 06/02/2023 | Customer Dispute | Withdrawn | $42,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 04/18/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 01/20/2023 | Customer Dispute | Settled | $698,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 01/17/2023 | Customer Dispute | Settled | $39,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 01/09/2023 | Customer Dispute | Pending | $60,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 12/29/2022 | Customer Dispute | Settled | $76,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 11/28/2022 | Customer Dispute | Withdrawn | $75,000.00 | $0.00 | See Allegations |