Our Staff has compiled our research into a database of FINRA Broker Allegations for David Richard Geake.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 49 | 10/23/2023 | Customer Dispute | Pending | $1,500,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 10/17/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 10/11/2023 | Customer Dispute | Pending | $90,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 10/06/2023 | Customer Dispute | Pending | $35,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/27/2023 | Customer Dispute | Settled | $80,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/26/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/25/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 09/15/2023 | Customer Dispute | Pending | $50,001.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 08/28/2023 | Customer Dispute | Pending | $165,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 08/09/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |