Our Staff has compiled our research into a database of FINRA Broker Allegations for David Richard Geake.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Richard Geake | 3088891 | 49 | 07/08/2024 | Customer Dispute | Pending | $325,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 07/01/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 05/22/2024 | Customer Dispute | Withdrawn | $35,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 04/15/2024 | Customer Dispute | Pending | $111,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/22/2024 | Customer Dispute | Settled | $35,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/19/2024 | Regulatory | Pending | $0.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 03/18/2024 | Customer Dispute | Pending | $32,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 01/29/2024 | Customer Dispute | Pending | $410,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 01/05/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
| David Richard Geake | 3088891 | 49 | 11/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |