Our Staff has compiled our research into a database of FINRA Broker Allegations for Richard Boyd Swift.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Richard Boyd Swift | 3082572 | 1 | 08/28/2024 | Customer Dispute | Pending | $28,783.20 | $0.00 | See Allegations |