Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Roland Knuttila | 3039112 | 47 | 06/27/2013 | Customer Dispute | Settled | $87,029.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 03/04/2013 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 02/13/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 12/27/2012 | Customer Dispute | Closed-No Action | $58,900.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 12/21/2012 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 05/15/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Steven Roland Knuttila | 3039112 | 47 | 03/15/2012 | Customer Dispute | Closed-No Action | $66,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 07/21/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 02/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 11/15/2010 | Customer Dispute | Settled | $18,411.00 | $0.00 | See Allegations |