Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Steven Roland Knuttila | 3039112 | 47 | 06/25/2018 | Customer Dispute | Settled | $633,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 06/19/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 06/11/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 04/10/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 10/16/2017 | Customer Dispute | Closed-No Action | $11,064.10 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 05/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 05/01/2017 | Customer Dispute | Settled | $901,190.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 02/27/2017 | Customer Dispute | Settled | $139,722.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 09/28/2016 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See Allegations |
| Steven Roland Knuttila | 3039112 | 47 | 08/08/2014 | Customer Dispute | Closed-No Action | $17,200.00 | $0.00 | See Allegations |