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FINRA Broker Allegations for Steven Roland Knuttila

Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.

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Displaying 11-20 out of 43 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Steven Roland Knuttila30391124711/05/2018Customer DisputePending$127,666.00$0.00See Allegations
Steven Roland Knuttila30391124710/29/2018Customer DisputeSettled$600,000.00$0.00See Allegations
Steven Roland Knuttila30391124710/23/2018Customer DisputeSettled$130,000.00$0.00See Allegations
Steven Roland Knuttila30391124709/14/2018Customer DisputeSettled$0.00$0.00See Allegations
Steven Roland Knuttila30391124709/14/2018Customer DisputeSettled$5,000.00$0.00See Allegations
Steven Roland Knuttila30391124709/05/2018Customer DisputeSettled$5,000.00$0.00See Allegations
Steven Roland Knuttila30391124708/27/2018Customer DisputeDenied$127,666.00$0.00See Allegations
Steven Roland Knuttila30391124708/13/2018Customer DisputeSettled$75,000.00$0.00See Allegations
Steven Roland Knuttila30391124707/31/2018Customer DisputeSettled$130,000.00$0.00See Allegations
Steven Roland Knuttila30391124706/25/2018Customer DisputeSettled$633,000.00$0.00See Allegations

43 Results

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