Our Staff has compiled our research into a database of FINRA Broker Allegations for Steven Roland Knuttila.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Steven Roland Knuttila | 3039112 | 47 | 11/05/2018 | Customer Dispute | Pending | $127,666.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 10/29/2018 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 10/23/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 09/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 09/05/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 08/27/2018 | Customer Dispute | Denied | $127,666.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 08/13/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 07/31/2018 | Customer Dispute | Settled | $130,000.00 | $0.00 | See Allegations |
Steven Roland Knuttila | 3039112 | 47 | 06/25/2018 | Customer Dispute | Settled | $633,000.00 | $0.00 | See Allegations |