Our Staff has compiled our research into a database of FINRA Broker Allegations for John Lawrence Davis.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
John Lawrence Davis | 3028243 | 3 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
John Lawrence Davis | 3028243 | 3 | 08/07/2020 | Customer Dispute | Denied | $8,436.00 | $0.00 | See Allegations |