Our Staff has compiled our research into a database of FINRA Broker Allegations for Brent Alan Nelson.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Nelson | 3026585 | 7 | 08/21/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See Allegations |
| Brent Alan Nelson | 3026585 | 7 | 06/03/2002 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brent Alan Nelson | 3026585 | 7 | 12/12/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brent Alan Nelson | 3026585 | 7 | 02/07/2001 | Customer Dispute | Pending | $30,000.00 | $0.00 | See Allegations |
| Brent Alan Nelson | 3026585 | 7 | 01/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Brent Alan Nelson | 3026585 | 7 | 06/21/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |