Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Michael Landy.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Landy | 301644 | 3 | 09/07/2017 | Customer Dispute | Award / Judgment | $22,063.00 | $0.00 | See Allegations |
| Thomas Michael Landy | 301644 | 3 | 02/27/1989 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Thomas Michael Landy | 301644 | 3 | 11/13/1987 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |