Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter James Keating.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Peter James Keating | 3012512 | 1 | 07/08/2019 | Customer Dispute | Award / Judgment | $216,941.00 | $108,462.00 | See Allegations |