Our Staff has compiled our research into a database of FINRA Broker Allegations for Norbert Helmut Filian.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Norbert Helmut Filian | 2998784 | 3 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Norbert Helmut Filian | 2998784 | 3 | 11/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Norbert Helmut Filian | 2998784 | 3 | 04/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |