Our Staff has compiled our research into a database of FINRA Broker Allegations for Roy Yuzon Gagaza.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Roy Yuzon Gagaza | 2997205 | 4 | 05/25/2021 | Regulatory | Pending | $0.00 | $0.00 | See Allegations |
| Roy Yuzon Gagaza | 2997205 | 4 | 05/17/2021 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Roy Yuzon Gagaza | 2997205 | 4 | 09/20/2019 | Customer Dispute | Award / Judgment | $452,000.00 | $452,000.00 | See Allegations |