Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Steven Elias.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Elias | 2938707 | 3 | 09/01/2023 | Customer Dispute | Pending | $700,000.00 | $0.00 | See Allegations |
| Mark Steven Elias | 2938707 | 3 | 09/16/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Mark Steven Elias | 2938707 | 3 | 08/26/2019 | Customer Dispute | Award / Judgment | $400,000.00 | $0.00 | See Allegations |