Our Staff has compiled our research into a database of FINRA Broker Allegations for Carmen Iok Sim Iao.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carmen Iok Sim Iao | 2937629 | 1 | 06/24/2018 | Customer Dispute | Award / Judgment | $966.40 | $0.00 | See Allegations |