Our Staff has compiled our research into a database of FINRA Broker Allegations for Marc Barton.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Marc Barton | 2937356 | 3 | 08/15/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Marc Barton | 2937356 | 3 | 08/23/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Marc Barton | 2937356 | 3 | 02/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |