Our Staff has compiled our research into a database of FINRA Broker Allegations for Scott Danial Swaylik.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Scott Danial Swaylik | 2936324 | 2 | 01/22/2020 | Customer Dispute | Award / Judgment | $0.00 | $150,000.00 | See Allegations |
| Scott Danial Swaylik | 2936324 | 2 | 03/21/2005 | Customer Dispute | Settled | $390,000.00 | $0.00 | See Allegations |