Our Staff has compiled our research into a database of FINRA Broker Allegations for Alberto Ottaviani.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Alberto Ottaviani | 2918377 | 2 | 06/27/2017 | Customer Dispute | Award / Judgment | $500,000.00 | $40,000.00 | See Allegations |
| Alberto Ottaviani | 2918377 | 2 | 01/22/2003 | Customer Dispute | Settled | $387,232.00 | $0.00 | See Allegations |