Our Staff has compiled our research into a database of FINRA Broker Allegations for Peter George Neuberg.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Peter George Neuberg | 2905111 | 3 | 10/27/2016 | Customer Dispute | Award / Judgment | $49,000.00 | $40,500.00 | See Allegations |
| Peter George Neuberg | 2905111 | 3 | 06/20/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Peter George Neuberg | 2905111 | 3 | 08/31/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |