Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen Romney Swensen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen Romney Swensen | 2885578 | 5 | 06/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |